Impressum
Contact
Prophina AG (Prophina Asset Managment)
Hornbachstrasse 50
Zurich, 8008
Switzerland
Authorized Representatives
Maria Wrench
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FINSA Client information
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A. Company Information
Address
Prohina AG
Hornbachstrasse 50
Zurich, 8008
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The financial institution was established in 2017.
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Supervisory authority and audit firm
Under the new Federal Act on Financial Institutions (FinIA), all financial institutions need a license from FINMA to carry out their professional activities as a portfolio manager. The financial institution received its license on October 27th, 2022 and is supervised by the supervisory organization «AOOS - Schweizerische Aktiengesellschaft für Aufsicht». The financial institution is audited by the auditing company «Bonnefous & Cie SA» both in terms of regulatory law and obligations. The address of the supervisory organization and the auditing company can be found below.
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Supervisory organisation:
AOOS - Schweizerische Aktiengesellschaft für Aufsicht
Clausiusstrasse 50
8006 Zürich
+41 44 215 98 98
Audit Firm Name:
Bonnefous & Cie SA
Rue du Cendrier 24
1201 Genève
+41 22 906 11 77
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Ombudsman
The financial institution is affiliated with the independent ombudsman Verein Ombudsstelle Finanzdienstleister (OFD), which is recognized by the Federal Department of Finance. Disputes concerning legal claims between the customer and the financial services provider should be settled by an ombudsman's office, if possible, within the framework of a mediation procedure. The address of OFD is stated below.
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Verein Ombudsstelle FInanzdienstleister (OFD):
Bleicherweg 10
8002 Zürich
Phone: +41 44 562 05 25
E-Mail: info@ofdl.ch
Website: www.ofdl.ch
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B. Information on the offered financial services
The financial institution provides asset management services and portfolio-based investment advisory services to its clients. The decision to buy or sell remains always ultimately with the client. The financial institution does not guarantee any yield nor performance of investment activities. The investment activity can therefore lead to an appreciation in value and to a depreciation in value. The financial institution has the necessary licenses to perform the above services.
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C. Client segmentation
Financial service providers are required to classify their customers into a client segmentation as legally established. The Financial Services Act provides for «retail customers», «professional customers» and «institutional customers» segments. For each customer, a customer classification is determined within the framework of the cooperation with the financial institution. Subject to certain conditions, the customer may change the customer classification by opting in or opting out.
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D. Information on risks and costs
General risks associated with financial instruments transactions
The investment advisory and asset management services involve financial risks. The financial institution shall provide all clients with the «Risks associated with Financial Instruments Transactions» brochure prior to the execution of the contract. This brochure can also be found at www.swissbanking.org. Clients of the financial institution may contact their client advisor at any time if they have any further questions.
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Risks associated with the offered services
For a description of the various risks that may arise from the investment strategy for clients’ assets, please refer to the relevant Investment advisory or asset management agreements.
In the case of investment advice, the financial institution shall provide its retail clients with the basic information sheet of the recommended financial instrument.
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Information on costs
A fee is charged for the services rendered, which is usually calculated on the assets under management and/or on a performance basis. For more detailed information, please refer to the relevant Investment advisory or asset management agreements.
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E. Information about relationships with third parties
In connection with the financial services offered by the financial institution, economic ties may exist with third parties. The acceptance of payments from third parties as well as their treatment are regulated in detail and comprehensively in the respective investment advisory and asset management contracts.
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F. Information on the market offer considered
The financial institution basically follows an «open universe approach» and tries to make the best possible choice for the client when selecting financial instruments. The financial institution's own collective investments can – where appropriate – be used in the asset management mandates or recommended as part of investment advice.
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Legal disclaimer
The contents of these pages were prepared with utmost care. Nonetheless, we cannot assume liability for the timeless accuracy and completeness of the information. Our website contains links to external websites. As the contents of these third-party websites are beyond our control, we cannot accept liability for them. Responsibility for the contents of the linked pages is always held by the provider or operator of the pages.
Links
Prophina AG has not reviewed all of the sites linked to its Website and is not responsible for the contents of any such linked site. The presence of any link does not imply endorsement by Prophina AG of the site. The use of any linked website is at the user’s own risk.
Use License
Permission is granted to temporarily download one copy of the materials on Prophina AG’s Website for personal, non-commercial transitory viewing only. This is the grant of a license, not a transfer of title, and under this license, you may not:
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modify or copy the materials;
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use the materials for any commercial purpose or any public display;
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attempt to reverse engineer any software contained on Prophina AG’s Website;
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remove any copyright or other proprietary notations from the materials; or
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transferring the materials to another person or “mirrored” the materials on any other server.
This will let Prophina AG terminate upon violations of any of these restrictions. Upon termination, your viewing right will also be terminated and you should destroy any downloaded materials in your possession whether in printed or electronic format.
Site Terms of Use Modifications
Prophina AG may revise these Terms of Use for its Website at any time without prior notice. By using this Website, you are agreeing to be bound by the current version of these Terms and Conditions of Use.
Revisions and Errata
The materials appearing on Prophina AG’s Website may include technical, typographical, or photographic errors. Prophina AG will not promise that any of the materials on this Website are accurate, complete, or current. Prophina AG may change the materials contained on its Website at any time without notice. Prophina AG does not make any commitment to update the materials.